Brittany H. Sokoloff’s Insights

12 total results. Page 1 of 1.

Alerts
Judge Rakoff Challenges Sentencing Guidelines: Upholding the Sixth Amendment
Alerts
FinCEN Releases Final Anti-Money Laundering Rule for Investment Advisers
Alerts
SEC and FinCEN Propose New Rule: Mandatory Customer Verification for Investment Advisers in 2024
Alerts
A Win for the SEC on Shadow Trading. Now What?
Alerts
Investment Advisers To Be Subject to Strengthened AML Regulations Under FinCEN’s Proposed Rule
Alerts
SDNY Whistleblower Program for Individuals: An Extension of DOJ Corporate Voluntary Disclosure Policies
Alerts
Compliance Officers Beware: the SEC is Looking to Expand the Reach of Insider Trading
Alerts
UK FCA: United Kingdom’s Recent Focus on Consumer Best Interests
Press Release
ArentFox Schiff Elects 13 Attorneys into Partnership
Press Release
ArentFox Schiff Announces 2022 AFS Fellows
Events
Tufts Entrepreneurs Tackle Tough Questions – The Retail Industry
News
A Silver Lining for New York’s Former Assembly Speaker