Jon K. Jurva’s Insights

42 total results. Page 3 of 4.

Alerts
ILPA Releases Continuation Fund Guidance
Alerts
Recent SEC Risk Alert Informs Advisors of Focus Areas for Upcoming Examinations Under Marketing Rule
Alerts
SEC Amends Form PF, Increasing Disclosure Obligations for Private Fund Advisors
Alerts
Newly Registered Investment Advisors Tread Carefully: SEC Issues Risk Alert
Alerts
SEC Proposes Safeguarding Rule Amending Custody Rule
Events
16th Annual Emerging Manager & MWBE Conference
Alerts
2023 Priorities for SEC Division of Examinations
Alerts
SEC Adopts New Marketing Rule for Investment Advisors
Alerts
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisors
Alerts
SEC - CFTC Joint Proposed Amendments Introduce Enhanced Private Fund Reporting Requirements
Alerts
First-of-a-Kind Crypto Insider Trading Prosecution: SEC-v-Wahi et al Action May Have Broad Implications Across the Digital Asset Space
Alerts
Scrapped Paper: SEC Adopts New Electronic Filing Requirements for Investment Advisers