Jon K. Jurva’s Insights

39 total results. Page 3 of 4.

Alerts
Newly Registered Investment Advisors Tread Carefully: SEC Issues Risk Alert
Alerts
SEC Proposes Safeguarding Rule Amending Custody Rule
Events
16th Annual Emerging Manager & MWBE Conference
Alerts
2023 Priorities for SEC Division of Examinations
Alerts
SEC Adopts New Marketing Rule for Investment Advisors
Alerts
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisors
Alerts
SEC - CFTC Joint Proposed Amendments Introduce Enhanced Private Fund Reporting Requirements
Alerts
First-of-a-Kind Crypto Insider Trading Prosecution: SEC-v-Wahi et al Action May Have Broad Implications Across the Digital Asset Space
Alerts
Scrapped Paper: SEC Adopts New Electronic Filing Requirements for Investment Advisers
Alerts
SEC Charges Private Equity Adviser for Undisclosed Disproportionate Allocation of Transaction Expenses to Advised Fund
Alerts
SEC Proposes Rule Updates Intended to Prevent Misleading or Deceptive Fund Names
Alerts
SEC Proposes New Disclosure and Reporting Requirements Concerning ESG for Advisors and Registered Investment Funds