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Insights on Capital Markets

74 total results. Page 1 of 3.

Alerts
SEC Cracks Down on Unregistered Broker-Dealers
February 27, 2025
Jon K. Jurva, Nana Darkwa, Emily B. Lewis, Maria Ortega Castro, Jai Williams

StraightPath Venture Partners, LLC and PMAC Consulting have recently reached settlements with the US Securities and Exchange Commission (SEC) following SEC enforcement actions against them.

Alerts
SEC Charges Navy Capital in AML Failures: Say What You Do and Do What You Say
January 28, 2025
Jon K. Jurva, Emily B. Lewis, Nana Darkwa, Marina Phillips

The US Securities and Exchange Commission (SEC) released a press release on January 15 announcing that it had charged Navy Capital Green Management, LLC, an investment adviser, with violations of the Investment Advisers Act of 1940 related to its Anti-Money Laundering (AML) policies and procedures.

Alerts
SEC Approves Climate-Related Disclosure Requirements
March 13, 2024
Ralph V. De Martino, Cavas S. Pavri, Johnathan C. Duncan, Marc E. Rivera, Alex Garel-Frantzen, Cody C. Boender, Jeffrey J. Kennedy, Emily B. Lewis, Meera Gorjala

On March 6, the US Securities and Exchange Commission (SEC) approved new rules requiring public companies to disclose extensive climate-related information in their registration statements and periodic reports.

Press Release
ArentFox Schiff Advises NextPlat in $6M Private Offering
April 10, 2023

ArentFox Schiff represented NextPlat Corp (NASDAQ:NXPL)(NASDAQ:NXPLW) in its $6 million private placement of common stock.

Press Release
ArentFox Schiff Advises TruGolf on its Merger with Deep Medicine Acquisition Corp.
April 3, 2023

ArentFox Schiff is representing TruGolf, Inc., a leading golf simulator manufacturer and distributor, in its announced merger with Deep Medicine Acquisition Corp. (NASDAQ: DMAQ), a publicly traded special purpose acquisition company.

Press Release
ArentFox Schiff Advises on ICZOOM’s $6M IPO
March 17, 2023

ArentFox Schiff represented The Benchmark Company, LLC as sole bookrunning manager in ICZOOM Group Inc.’s initial public offering.

Alerts
Initial IRS Guidance on the Stock Repurchase Excise Tax is a Mixed Bag for SPACs
January 11, 2023
Olga Bogush, Evgeny Magidenko

The Inflation Reduction Act of 2022, which was signed into law on August 16, 2022, enacted a new 1% excise tax on certain repurchases of the stock of publicly traded corporations, codified in Section 4501 of the Internal Revenue Code of 1986 (the Excise Tax).

Press Release
ArentFox Schiff Advises NextPlat in $8M Private Offering
December 16, 2022

ArentFox Schiff represented NextPlat Corp in its $8 million private placement of common stock and warrants.

Events
Pay vs. Performance
November 22, 2022
Michael L. Andresino

ArentFox Schiff is hosting and Mike Andresino is speaking at the NASPP Boston Chapter’s seminar on November 29, 2022.

Press Release
ArentFox Schiff Advised NorthView Acquisition Corp. in its $264M Merger with Profusa, Inc.
November 18, 2022

ArentFox Schiff represented NorthView Acquisition Corp., a publicly traded special purpose acquisition company, in its merger with Profusa, Inc., a digital health company.

Press Release
ArentFox Schiff Advises NextPlat on Two Separate Investments in Progressive Care
November 18, 2022

We represented NextPlat Corp., a global e-commerce platform company, in its strategic investments in Progressive Care Inc., a personalized healthcare services and technology company.

Press Release
ArentFox Schiff Assists Energy Company in $400M Public Offering
November 2, 2022

ArentFox Schiff represented a subsidiary of an investor-owned public utility in its $400 million underwritten public offering of 30-year General and Refunding Mortgage Notes.

Press Release
ArentFox Schiff Guides Boustead Securities in the Know Labs $8.28M Public Offering
September 20, 2022

We represented Boustead Securities, LLC as the sole underwriter in Know Labs, Inc.’s $8.28 million public offering of common stock.

Press Release
ArentFox Schiff Shortlisted for LMG Life Sciences Americas Awards 2022
July 27, 2022

ArentFox Schiff is pleased to announce that the firm and two partners have been shortlisted for the annual LMG Life Sciences Americas Awards.

Press Release
ArentFox Schiff Advises Global Blockchain Acquisition Corp. on $150M SPAC IPO
May 18, 2022

We represented Global Blockchain Acquisition Corp. on its initial public offering of 15,000,000 units at a price to the public of $10.00 per unit. The offering closed May 12, 2022.

Press Release
ArentFox Schiff Assists with $185M IPO for A SPAC II Acquisition Corp.
May 5, 2022

We represented Maxim Group LLC, as managing underwriter of a $185 million initial public offering for A SPAC II Acquisition Corp. The offering consists of 18,500,000 units at a price of $10.00 per unit. The offering closed on May 5, 2022.

Press Release
ArentFox Schiff Counsels on ClimateRock’s $75M SPAC IPO
May 3, 2022

ArentFox Schiff LLP assisted with ClimateRock’s $75 million initial public offering.

Press Release
ArentFox Schiff Advises on Tenon Medical’s $16M IPO
May 2, 2022

ArentFox Schiff LLP represented The Benchmark Company, LLC as underwriter in Tenon Medical, Inc.’s initial public offering. The $16 million IPO closed on April 29, 2022.

Press Release
Schiff Advises Smart for Life’s $14.4M IPO
February 22, 2022

Schiff Hardin LLP assisted Smart for Life, Inc. in its $14.4 million initial public offering. Smart for Life is a leading developer, marketer, and manufacturer of nutritional and related products.

Press Release
Schiff Guides I-Bankers Securities, Inc. in AXIOS Sustainable Growth Acquisition Corporation’s $150M SPAC IPO
February 16, 2022

Schiff Hardin LLP advised I-Bankers Securities, Inc., the managing underwriter of AXIOS Sustainable Growth Acquisition Corporation in AXIOS’ initial public offering of 15,000,000 units, which will result in gross proceeds to AXIOS of $150 million.

Press Release
Schiff Counsels Orbsat Corp in $7.2M Public Offering & Initial Transition to NextPlat
January 7, 2022

Schiff Hardin LLP advised Orbsat Corp, a global e-commerce provider of IoT and connectivity solutions through next-generation satellite technology, on its public offering.

Press Release
Schiff Guides NorthView Acquisition Group in $189.75M SPAC IPO
January 4, 2022

Schiff Hardin LLP advised NorthView Acquisition Group in its initial public offering of 18,975,000 units resulting in total gross proceeds of $189,750,000.

Press Release
Schiff Advises on Sidus Space, Inc.’s $15M IPO
December 17, 2021

Schiff Hardin LLP served underwriters’ counsel for Sidus Space, Inc.’s $15 million initial public offering.

Press Release
Schiff Guides Financial Strategies Acquisition Corp.’s $100M SPAC IPO
December 15, 2021

Schiff Hardin LLP served as counsel to the underwriter for Financial Strategies Acquisition Corp.’s initial public offering of 10,005,000 units, resulting in total gross proceeds of $100 million.

Press Release
Schiff Assist Aditxt on $17.4M Public Offering
December 8, 2021

Schiff Hardin LLP served as counsel to the underwriter for Aditxt, Inc.’s $17.4 million public offering of common stock and warrants, which closed Dec. 6, 2021.

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