Insights on Corporate & Securities
546 total results. Page 6 of 22.
On August 23, 2023, in its efforts to promote transparency for investors by increasing visibility into compensation schemes, sales practices, and conflicts of interest, the US Securities and Exchange Commission (SEC) adopted significant new and amended Rules under the Investment Advisers Act.
On August 24, 2023, health care providers in Texas scored yet another victory when a federal court vacated additional portions of the Biden Administration’s rulemaking under the federal No Surprises Act (the Act).
ArentFox Schiff represented Nicholas Alexander Imports on the sale of its Nick Alexander BMW and Nick Alexander MINI dealerships to Car Pros Automotive Group.
ArentFox Schiff advised Bob Baker Auto Group on the sale of its San Diego dealerships consisting of: Bob Baker Hyundai and Genesis; Bob Baker Chrysler, Dodge, Jeep, Ram, and Fiat; Bob Baker Mazda; Bob Baker Subaru; and Bob Baker Volkswagen.
ArentFox Schiff successfully advised Dalia Auto Group with the sale of a Kia dealership in Palmdale after litigating for more than a year in federal court and before California’s New Motor Vehicle Board against Kia to preserve the franchise.
Last week, the US Court of Appeals for the Ninth Circuit, in its third opinion in the case, reversed a lower court’s decision allowing patients challenging United Behavioral Health’s (UBH) internal mental health coverage guidelines to seek reprocessing of their benefits claims.
ArentFox Schiff Partners Amal Dave, Kristen Hosack Pace, and Ankit Shrivastava collaborate with UBS Private Wealth Management to present a panel on succession and generational transfer at AAHOA Washington, DC Regional Conference & Trade Show.
On August 3, 2023, health care providers in Texas scored yet another victory when a federal court vacated additional portions of the Biden Administration’s rules governing fee collection and claim batching under the federal No Surprises Act (the Act).
ArentFox Schiff is pleased to announce that 130 attorneys have been recognized by The Best Lawyers in America 2024, with an additional four attorneys highlighted as “Lawyers of the Year” and 69 attorneys listed as “Ones to Watch.”
On July 25, 2023, the US Departments of Labor (DOL), Treasury (USDT), and Health and Human Services (HHS) (the Departments) released a much-anticipated interim final rule to ensure that group health plans comply with the Mental Health Parity and Addiction Equity Act (MHPAEA).
As general partners increasingly use continuation funds to generate optionality within a fund, it is important for limited partners to align their interests with general partners in such situations.
On June 8, 2023, the US Securities and Exchange Commission’s (SEC) Division of Examinations (DOE) published a risk alert informing advisors of focus areas during examinations for the Marketing Rule.
The US District Court of the Southern District of New York has appeared to hand digital asset sellers their first victory, albeit partial, amidst a flurry of enforcement actions by the US Securities and Exchange Commission (SEC), including suits against Coinbase and Binance.
ArentFox Schiff is pleased to announce that 93 attorneys and 21 practices have been ranked by The Legal 500 United States 2023 guide, a nationwide analysis of law firms that provide cutting-edge and innovative advice.
Family offices routinely create, manage, and invest in multiple entities, including corporations, limited liability companies, and partnerships. For entities formed or operating in the United States, there has never been a comprehensive national requirement to disclose ultimate beneficial ownership.
ArentFox Schiff is pleased to announce that 70 attorneys were recognized as leaders in their field and 24 practices spanning the firm’s litigation, regulatory, and transactional capabilities were ranked in the 2023 edition of Chambers USA.
ArentFox Schiff advised Cresset Asset Management, LLC in its merger with TRUE Capital Management, creating a multi-family office with nearly $33 billion in assets under management and with offices in 19 locations around the nation.
On May 3, 2023, the Securities and Exchange Commission (SEC) adopted amendments to Form PF.
In the inaugural episode of Corporate Corner, hosts Scott Adamson and William D’Angelo speak with AFS Partner Adam Diederich to discuss the Corporate Transparency Act (CTA), which will take effect in 2024.
Mark Zaander will speak on a panel that Tyler Margolis will moderate at the ACIC Spring Investment Forum on April 28, 2023.
Megan Daily will present “What’s in a Contract and Why” at the DC Pro Bono Center’s Understanding the Fundamentals of Nonprofit Organizations seminar series on April 27, 2023.
Private Company Strategies
On March 27, the US Securities and Exchange Commission (SEC) released a risk alert focusing on the SEC’s conclusions after its routine examination of newly registered investment advisors.
Allan will present the latest developments in insider trading on April 13 in Sao Paulo, Brazil.
ArentFox Schiff represented NextPlat Corp (NASDAQ:NXPL)(NASDAQ:NXPLW) in its $6 million private placement of common stock.